ISSN: 2167-0277
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Research Article - (2013) Volume 2, Issue 6
Background: Physical activity and exercise appear to improve sleep quality. However, the quantitative effects of Tai Chi on sleep quality in the adult population have rarely been examined. We conducted a systematic review and meta-analysis evaluating the effects of Tai Chi on sleep quality in healthy adults and disease populations.
Methods: Medline, Cochrane Central databases, and review of references were searched through July 31, 2013. English-language studies of all designs evaluating Tai Chi’s effect on sleep outcomes in adults were examined. Data were extracted and verified by 2 reviewers. Extracted information included study setting and design, population characteristics, type and duration of interventions, outcomes, risk of bias and main results. Random effect models meta-analysis was used to assess the magnitude of treatment effect when at least 3 trials reported on the same sleep outcomes.
Results: Eleven studies (9 randomized and 2 non-randomized trials) totaling 994 subjects published between 2004 and 2012 were identified. All studies except one reported Pittsburg Sleep Quality Index. Nine randomized trials reported that 1.5 to 3 hour each week for a duration of 6 to 24 weeks of Tai Chi significantly improved sleep quality (Effect Size, 0.89; 95% Confidence Interval [CI], 0.28 to 1.50), in community-dwelling healthy participants and in patients with chronic conditions. Improvement in health outcomes including physical performance, pain reduction, and psychological well-being occurred in the Tai Chi group compared with various controls.
Limitations: Studies were heterogeneous and some trials were lacking in methodological rigor.
Conclusions: Tai Chi significantly improved sleep quality in both healthy adults and patients with chronic health conditions, which suggests that Tai Chi may be considered as an alternative behavioral therapy in the treatment of insomnia. High-quality, well-controlled randomized trials are needed to better inform clinical decisions.
Keywords: Tai Chi; Sleep quality; Quality of Life
Adequate sleep is critical for optimum human functioning. Insomnia is a common sleep disorder affecting 30% of adults in the United States, with 10% having insomnia severe enough to cause daytime consequences [1]. Considerable evidence suggests that shortterm sleep deprivation can negatively impact an individual’s alertness, mood, attention, and ability to concentrate, whereas long-term sleep deprivation is associated with chronic fatigue, obesity and diabetes, cardiovascular diseases and increased mortality [2-7]. Recent largescale cohort studies have established a relationship between sleep deprivation and mortality [7,8]. Poor or deprived sleep can result in increased workplace injuries and accidents, reduced work efficiency, poor employee physical and mental health, and an increased economic loss to the society [9-11]. Each year, insomnia associated with lost productivity in the workplace is estimated to cost 63.2 billion U.S. dollars [1].
Treatment approaches to improve sleep quality include both nonpharmacological strategies, such as modifying the sleep environment and improving sleep hygiene, as well as pharmacological strategies. Recent studies have started to explore the effects of mind-body therapies, such as Tai Chi, in addition to conventional treatment approaches to improve sleep quality in various populations.
Tai Chi originated in China as a martial art, focusing on the mind and body as an interconnected system, on breathing, and on keeping a calm state of mind with a goal toward deep states of relaxation. Recent evidence demonstrates the benefits of Tai Chi in treating chronic pain, psychological health, osteoarthritis, rheumatoid arthritis, Parkinson’s disease, cardiovascular health, and overall health related quality of life [12-20]. Tai Chi is becoming increasingly popular in many countries as a form of exercise to promote fitness and well-being. Insomnia may stem from somatized tension or anxiety, and therefore, Tai Chi practice may be a logical therapeutic approach for people seeking to improve their sleep quality. Nevertheless, convincing quantitative evidence to estimate treatment effects has been lacking. No meta-analysis addressing any sleep outcomes with Tai Chi has ever been published. To better inform patients and physicians, we systematically reviewed the quantitative relationship between Tai Chi and sleep quality by critically appraising and synthesizing the evidence from published English studies of healthy and chronically ill populations.
Data sources and study selection
Medline and Cochrane Registry for Clinical Trials were searched until July 31, 2013 using the search terms for Tai Chi (“Tai Chi”, “Taijiquan”, “T’ai Chi Ch’uan”) and search terms for insomnia (“sleep”, “insomnia”, “Pittsburg Sleep Quality Index-PSQI”). Studies of all designs including Randomized Controlled Trials (RCTs), clinical trials, and observational studies were deemed eligible. Bibliographies of reviews were perused to identify additional articles.
English language studies conducted in adults (≥ 18 years) with or without health problems were selected. Studies that examined any style of Tai Chi as an intervention compared to a control group were eligible. Sleep-related outcomes of interest included global measure and individual components of PSQI. The PSQI was originally designed for use in clinical populations as a simple and valid assessment of both sleep quality and sleep disturbance [21]. The seven components assessed with the PSQI questionnaire include: subjective sleep quality, sleep latency, sleep duration, habitual sleep efficiency, sleep disturbances, use of sleeping medication, and daytime dysfunction. A global PSQI score greater than five has a diagnostic sensitivity of 89.6% and specificity of 86.5% in distinguishing good and poor sleepers [21]. Other outcomes of interest in this review include quality-of-life, cognitive performance, functional mobility, and pain.
Data extraction and study quality assessment
We screened abstracts and further examined full-text articles according to pre-specified eligibility criteria. Extracted data included information on study and participant characteristics, intervention and comparator characteristics (intensity, frequency, duration, and style of Tai Chi practice), follow-up, PSQI outcomes, and other sleep-related outcomes. Data about pain and quality-of-life were also extracted. One reviewer extracted data into structured forms that were reviewed by a second reviewer for completeness and accuracy. Risk of bias was graded using Cochrane Risk of Bias tool [22]. Individual items evaluating risk of bias included: random sequence generation, allocation concealment, blinding of participants and personnel, blinding of outcome assessment, incomplete outcome data, and selective outcome reporting.
Data synthesis and statistical analysis
Quantitative meta-analysis was conducted when at least 3 trials provided comparative data on outcomes of interest. Data were synthesized at the end of the last follow-up. When calculating the standardized Effect Size (ES) for each study, a correlation of 0.50 was used between baseline and final values to account for repeated measurement within each study. The Hedges g value, the bias-corrected standardized mean difference, and the corresponding standard error were computed for each study. In view of significant heterogeneity, random-effect models were used for pooling. The overall mean ES was computed using a random-effects model that assumes the existence of no single true population effect and allows for random between -study variance in addition to sampling variability. The magnitude of the ES (clinical effects) indicates: (0-0.19) = negligible effect, (0.20-0.49) = small effect, (0.50-0.79) = moderate effect, (0.80+) = large effect. Included trials used the difference between the treatment and control group means.
Heterogeneity was estimated with the I2 statistic and I2 >75% indicates significant heterogeneity.
Statistical heterogeneity was also assessed using the Χ2 test. Statistical analyses were conducted using Stata version SE/11.2 (Stata Corp., College Station, TX).
We reviewed 36 English language abstracts and retrieved 13 fulltext articles for detailed evaluation (Figure 1). Two of 13 studies were eliminated for not reporting relevant sleep outcome data. Ultimately, 11 studies that included a total of 994 participants were identified for data abstraction and critical appraisal. We did not search for any unpublished and non-English literature.
Table 1 describes the study design and number of studies and participants for sleep outcomes. Of the 11 studies, there were 9 RCTs, 2 non randomized comparative studies published between 2004 and 2012. They were conducted in 5 countries (USA, Spain, Japan, Vietnam, and Iran). Seven studies were conducted in the US. There were 632 healthy individuals (5 studies) and 362 patients with chronic conditions (6 studies) which included fibromyalgia (3 studies), heart failure (1 study), and cerebrovascular disorder (1 study). Mean age ranged from 21 to 77 years, and 58% of participants were female. Various controls were compared among the 9 RCTs, with 4 RCTs having multiple types of controls. Both non randomized comparative studies from the same US investigators used special recreation as controls among college students. Most studies employed subjective sleep measures, including the PSQI Scale and Epworth Sleepiness Scale (ESS). Only one RCT reported collecting objective sleep measure of Electrocardiogram (ECG)-derived estimation of cardiopulmonary coupling.
Source Country RCTs | Population Subjects (N) Women (%) | Mean Age (yr) | Intervention Duration (Follow-up) | Tai Chi Frequency (Style) Intervention | Control Intervention | Outcomes related to Sleep | Additional Outcomes | Main Conclusion (Effect of Tai Chi vs. Control) |
---|---|---|---|---|---|---|---|---|
Jones, 2012 USA | Fibromyalgia 101 93% | 54 | 12 wk (12 wk) | 1.5 hr, 2x/wk (Modified 8-form Yang style) | Education 1.5 hr, 2x/wk | PSQI | FIQ; BPI; Arthritis Self-efficacy questionnaire; balance; functional mobility | Improved sleep quality, FIQ, pain, arthritis self-efficacy, and functional mobility. |
Wang, 2010 USA | Fibromyalgia 66 87% | 50 | 12 wk (24 wk) | 1 hr, 2x/wk (10-form Classic Yang style) | Education and stretch exercises 1hr, 2x/wk | PSQI | FIQ; Patient /Physician global assessment score; 6-min walk; BMI; SF-36; CES-D; CPSS; VAS | Improved sleep quality, FIQ, depression, pain and quality of life. |
Calandre, 2009 Spain | Fibromyalgia 81 90% | 50 | 6 wk (18 wk) | 1 hr, 3x/wk (Pool-based) | Stretching of main body muscles in warm water | PSQI | FIQ; BDI; STAI; SF-12 | No significant differences between groups, but improved post-intervention scores for sleep and FIQ in Tai Chi group. |
Wang, 2010 Japan | Elderly with cerebrovascular disorder 34 65% | 77 | 12 wk (12 wk) | 50 min, 1x/wk (Classical Yang style) | Non-resistance training and resistance training | PSQI | GHQ; P300 amplitude and latency (obtained by auditory stimulus system) | Improved sleep quality, general health, anxiety/insomnia, and severe depression. |
Yeh, 2008 USA | Patients with heart failure 18 50% | 59 | 12 wk (12 wk) | 1 hr, 2x/wk (5-core Master ChengManCh’ing’s Yang style) plus instructional video | Pharmacological therapy, dietary and exercise counseling | Sleep (sleep spectrogram on ECG) | MLHFQ; 6-min walk-test; symptom-limited exercise test; BNP; peak VO2; catecholamine measurements | Improved sleep state, 6-min walk distance, and quality of life |
Nguyen, 2012 Vietnam | Older adults 96 50% | 69 | 24 wk (24 wk) | 1 hr, 2x/wk (24-form style) | Routine daily activity | PSQI | FES; TMT | Improved sleep quality, cognitive performance, and balance. |
Irwin, 2008 USA | Older adults 112 63% | 70 | 16 wk (25 wk) | 40 min, 3x/wk (westernized and Standardized version of Tai Chi) | Health education (2 hr/wk) | PSQI | BDI (qualitative) | Improved sleep quality, especially in older adults. |
Li, 2004 USA | Older adults with moderate sleep complaints 118 81% | 75 | 12 wk (24 wk) | 1 hr, 3x/wk (Simplified Yang style, 8-form Easy Tai Chi) | Low-impact exercise (1 hr, 3x/wk) | PSQI; ESS | Physical performance; SF-12 | Improved sleep quality, physical performance and health. |
NRS Caldwell, 2011 USA | College students 208 37% | 21 | 15 wk (15 wk) | 50 min, 2x/wk (Chen-style) | Special recreation (2.5 hr x 1x/wk or 1.25 hr x 2x/wk) | PSQI | Five Facet Mindfulness Questionnaire; Four Dimensional Mood Scale; Perceived Stresss Scale; Self-Regulatory Self-Efficacy Scale | Improved sleep quality, mindfulness, and mood, reduced perceived stress. |
Caldwell, 2009 USA | College students 98 51% | 21 | 15 wk (15 wk) | 50 min, 2x/wk (Chen-style) | Special recreation or Pilates 50 min, 2x/wk | PSQI | Self-regulatory efficacy; Four Dimensional Mood Scale; Strength and Balance | A trend towards improvement in sleep quality, self-efficacy, and mood. |
Table 1: Characteristics of Randomized Controlled Trials and Observational Studies Examining Tai Chi and Sleep Outcomes.
Table 2 qualitatively assesses methodology quality for 9 RCTs. Overall 4 of 9 RCTs were graded good, 1 moderate, and 4 poor quality. Specifically, 6 RCTs reported on randomization sequence generation; 3 described an appropriate allocation concealment method, 5 reported on blinding for outcome assessors. All nine RCTs described withdrawals and dropouts. Dropout rates were moderate with 4 RCTs reporting dropouts 15 to 22%, and that the remaining 5 RCTs reported attrition <15%. One non randomized comparative study reported high dropouts of 23%, while the other did not report data on attrition.
Source | Random sequence generation | Allocation concealment | Blinding of participants and personnel | Blinding of outcome assessment | Incomplete outcome data | Selective outcome reporting | Overall Risk of bias |
---|---|---|---|---|---|---|---|
Jones, 2012 | + | ? | + | + | + | + | + |
Wang, 2010 (US) | + | + | + | + | + | + | + |
Calandre, 2009 | + | ? | - | - | + | + | ? |
Wang, 2010 (Japan) | - | ? | - | + | - | + | - |
Yeh, 2008 | - | - | - | - | - | + | - |
Nguyen, 2012 | - | ? | ? | ? | - | + | - |
Irwin, 2008 | + | + | + | + | + | + | + |
Li, 2004 | + | + | + | + | + | + | + |
Hosseini, 2011 | - | - | - | - | - | + | - |
Table 2: Risk of Bias in Randomized Controlled Trials.
None of the studies reported any other physical activities and exercise other than Tai Chi during study intervention period.
Meta-analysis results
We included 8 of 9 RCTs that provided data on sleep quantitative measures that used the global score of PSQI in the meta-analysis. Figure 2 displays the overall effects of Tai Chi on PSQI. Below, we describe results for studies that provided data for meta-analysis and those excluded from meta-analysis.
Figure 2: Effect of Tai Chi on Pittsburg Sleep Quality Index in Randomized Controlled Trials.
Eight of 9 RCTs with 660 participants assessed the effects of Tai Chi on sleep quality in both healthy adults and disease populations using the PSQI questionnaire. We found statistically significant improvements in PSQI with Tai Chi intervention compared with various controls (Effect size, 0.89; 95 % CI, 0.28 to 1.50) (Figure 2), with an I2 of 92%. Additional outcome measures examined in RCTs included pain, stress, depression, anxiety and quality of life as well as physical function performance. Tai Chi was performed between 6 and 24 weeks (40 to 90 minutes each session, 1 to 3 times per week).
One RCT with 18 participants did not report data on PSQI and therefore, was not included in the meta-analysis [26]. Using objective measures of sleep spectrogram on ECG, this remaining RCT conducted among participants with chronic heart failure showed significantly enhanced sleep stability, walk distance and quality-of-life after a 12 week Yang style Tai Chi intervention that involved a practice frequency of one hour, twice a week [26].
Two non-randomized comparative studies were not included in the meta-analysis due to lack of sufficient quantitative data, and the participants in these studies were healthy college students. These studies reported that a single 50 minutes, twice a week, Chen-style Tai Chi intervention significantly improved sleep quality in healthy college students [31,32].
Other outcomes
RCTs varied considerably in the types of questionnaires used for evaluation of other outcomes including, pain, quality of life, and depression. Four RCTs reported sleep outcomes in detail, of which 3 RCTs reported improvement in sleep outcomes including sleep latency, sleep duration, and use of sleep medications [24,28,29]; 1 RCT found no significant difference [25]. Additional improvements with Tai Chi intervention were observed for the outcome of pain [12,23,24] and functional mobility in 5 RCTs [12,23,26,27,29].
Results were mixed for the outcomes of cognitive ability, depression, and quality-of-life. Significant improvements in cognitive ability with Tai Chi occurred in healthy older adults [27]; however, no significant difference was observed between Tai Chi and control groups in patients with a cerebrovascular disorder [25]. Two RCTs found significant improvement in depression scores [12,25], however 2 other RCTs found no significant difference between Tai Chi and control groups in depression scores [24,28]. Five RCTs evaluated four different qualityof- life measures [12,24-26,29]. Notably, while the overall or physical functioning component of quality-of-life scores improved with Tai Chi intervention versus controls in all 5 RCT s, mental functioning scores showed no difference between groups in 2 RCTs [24,29]. Tai Chi intervention in two non randomized studies showed improvements in outcomes of mood and perceived stress among healthy college students, but had no effect on stre ngth and balance.
Tai Chi, a form of low impact mind-body exercise, has spread worldwide over the past three decades. This meta-analysis strengthens a growing body of evidence and updates our previous investigations of the effects of Tai Chi on health outcomes in terms of improved sleep quality.
Specifically, 8 of the 9 RCTs from our quantitative meta-analysis and qualitative evidence synthesis reported that a Tai Chi practice “dose” of 1.5 to 3 hours each week significantly improves overall improvement of sleep quality and enhances functional ability in healthy older adults and patients with chronic conditions. While the subjects with illness may get more benefit than the healthy subjects, we were unable to distinguish significant effects between subjects with and without underlying diseases because only two RCTs reported data on healthy subjects.
Our review is consistent with several other reviews of mind-body therapies for sleep. For example, Sarris and Byrne [33] explored the effects of complementary medicine on the treatment of insomnia. Their review [33] supported evidence that mind-body therapies (Tai Chi and yoga) and manual therapies (acupuncture and acupressure) improve sleep quality. Another review by Irwin, Cole, and Nicassio [34] showed similar robust improvements in sleep quality, sleep latency, and the ability to remain asleep with the use of cognitive-behavioral treatment, relaxation, and behavioral-only treatment in older adults. Indeed, Tai Chi may act in a similar way to cognitive behavioral therapy for insomnia, in that it allows the patient to have a better mind-body connection.
With other forms of exercise, the mind-body connection or control is not always incorporated. For example, compared to a meta-analysis of the effect of exercise training (SMD=0.47, 95% CI 0.08 to 0.86) on improving sleep quality in middle-aged and older adults with sleep problems [35], our study shows that Tai Chi intervention has a better effect (SMD=0.89, 95% CI 0.28 to 1.50). Thus, it appears that Tai Chi has more advantages than regular exercise because of its mind-body attributes.
Although the exact biological mechanisms remain unknown, Tai Chi, a multi-component therapy integrating physical, psychosocial, emotional, spiritual, and behavioral elements, may act through intermediate pathways (e.g., neuroendocrine, immune function, neurochemical, and analgesic) to improve health outcomes [36,37]. It has been hypothesized that mind-body therapies improve sleep outcomes by restoring the homeostatic balance of sympathetic/ parasympathetic function by reducing sympathetic activity and stimulating the parasympathetic nervous system. In addition, by focusing on movement or body positioning through controlled breathing and quieting the mind, Tai Chi might stimulate the release of endogenous neurohormones or other health recovery mechanisms [38], and promote deep states of relaxation, thereby proving to be an effective strategy in the treatment of insomnia.
From our review and meta-analysis, we understand that Tai Chi has been useful in treating insomnia and improving sleep quality in both adults and the elderly population, in both healthy people and people with chronic medical problems, as well as in people from different countries. Insomnia causes many negative health and economic outcomes [1-11] and it is prevalent as both a solitary condition and as co-morbidity in a variety of other diseases.
Therefore, it is important to explore an inexpensive and effective way, such as Tai Chi, to treat insomnia and to improve sleep quantity and quality in various populations.
There are several limitations to the available literature base examining the effect of Tai Chi on sleep quality. First, only English language published studies are included in this review. Studies published in other languages should be considered in the future for another systematic review and meta-analysis. Second, the parameters of the study population and intervention are widely variable. There are only 11 studies in this review and these studies vary markedly with regard to recruited populations, control groups, and outcome assessment. They also only examine a short duration of Tai Chi practice (6 to 24 weeks), and as a result the long-term effect of Tai Chi intervention needs to be explored in the future. The eligible studies also include small sample sizes and some of the studies lack a sufficient follow-up period. Third, there are methodology limitations in the reviewed studies, including, lack of allocation concealment and lack of blinding. Fourth, very little information is available on whether mind-body therapies promote objective measures of healthy sleep. For example, none of the studies presented information on objective evaluation of polysomnography in participants.
Even though most of the studies have scientific rigor to support the positive effect of Tai Chi on improving sleep quality, we found that there was a mild to moderate dropout rate from each study. Therefore, we suggest that prior to considering Tai Chi as a treatment option, clinicians discuss with their patients that Tai Chi practice requires discipline and perseverance to achieve the desired outcomes. This is exemplified by the duration and frequency of practice in all eleven studies, which usually require practicing Tai Chi for approximately an hour, two or three times a week and continuing this practice for 12 to 24 weeks. As is the essence of many behavioral therapies, Tai Chi may have profound salutogenic effects on improving sleep quality, and these effects come only with consistent practice.
In conclusion, evidence accrued from 11 clinical trials indicates that Tai Chi appears to be an effective behavioral therapy to treat insomnia and improve sleep quality among healthy subjects and patients with chronic conditions. Future high-quality, well-controlled, longer duration RCTs are needed to better inform clinical decisions about using Tai Chi to treat insomnia and improve sleep quality.
The National Center for Complementary and Alternative Medicine of the National Institutes of Health for Dr. Wang.